DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Kelleher Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nikola GolesKelleher Financial Advisors, LLC independent RIAFjaka Wealth Management LLC state registeredRIA to a state-registered adviserDec 19, 2025Jul 7, 2026 (200 d)
Linda Hope SutkinKelleher Financial Advisors, LLC otherWilliam Blair & Company L.L.C. otherOtherJan 30, 2017Jan 25, 2017
Alexei Felix LeeKelleher Financial Advisors, LLC otherWilliam Blair & Company L.L.C. otherOtherJan 30, 2017Jan 25, 2017
William Blaine SmithKelleher Financial Advisors, LLC otherGray Wolf Capital Management, LLC no RAUMOtherJun 21, 2016Jun 22, 2016
Jesse Nmn Lunin-PackKelleher Financial Advisors, LLC otherWoodbury Financial Services, Inc. BD affiliatedOtherJul 14, 2010Sep 15, 2021 (4081 d)
Oscar B CantuKelleher Financial Advisors, LLC otherMorgan Stanley wirehouseOtherJun 8, 2009Jul 1, 2009
Monica M BiskupKelleher Financial Advisors, LLC otherE*Trade Capital Management, LLC otherOtherOct 28, 2004Sep 27, 2006 (699 d)
Sean Joseph GaffeyKelleher Financial Advisors, LLC otherBanc Of America Investment Services, Inc. unclassifiedOtherOct 28, 2004Apr 28, 2008 (1278 d)
James William GravesKelleher Financial Advisors, LLC otherMorgan Stanley Investment Advisors Inc. unclassifiedOtherMar 3, 2004Nov 14, 2005 (621 d)
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9 moves match.