DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Ira Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ashli Brook Smith | Ira Group, Inc. institutional | Lockton Investment Advisors, LLC institutional | Other | Oct 27, 2021 | Oct 5, 2021 |
| Amy Catherine Speas | Ira Group, Inc. institutional | Principal Securities, Inc. BD affiliated | Other | Jun 15, 2021 | Aug 1, 2022 (412 d) |
| Patrick Thomas Harris | Ira Group, Inc. institutional | Kestra Advisory Services, LLC BD affiliated | Other | Jun 13, 2019 | Aug 31, 2020 (445 d) |
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3 moves match.