DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Private Capital Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Benjamin David KillePrivate Capital Group, LLC independent RIANfp Advisor Services, LLC otherOtherOct 26, 2022Oct 27, 2011
Marc Elliot AustinPrivate Capital Group, LLC independent RIAWealthspire Advisors independent RIARIA to RIAOct 26, 2022Sep 20, 2022
Amy B MillerPrivate Capital Group, LLC independent RIAWealthspire Advisors independent RIARIA to RIAOct 26, 2022Sep 20, 2022
Jared Cohen CostiganPrivate Capital Group, LLC independent RIAWealthspire Advisors independent RIARIA to RIAOct 26, 2022Sep 20, 2022
Keith Gerard WetjenPrivate Capital Group, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2021Feb 12, 2021
Peter C PabichPrivate Capital Group, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 17, 2021Feb 12, 2021
Neil Thomas HartzogPrivate Capital Group, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 8, 2020Oct 8, 2020
William Thomas RabbittPrivate Capital Group, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIANov 29, 2019Nov 27, 2019
Michael Andrew RabbittPrivate Capital Group, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIANov 29, 2019Dec 16, 2019
Wendy M KellyPrivate Capital Group, LLC independent RIAPrivate Advisor Group, LLC independent RIARIA to RIAAug 7, 2019Nov 27, 2019 (112 d)
Kathryn ZurcherPrivate Capital Group, LLC independent RIAPrivate Advisor Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2018Oct 20, 2020 (714 d)
Kristen CandellaPrivate Capital Group, LLC otherRBC Capital Markets, LLC national BDOtherMay 8, 2014Aug 18, 2014 (102 d)
Robert Patrick HoynesPrivate Capital Group, LLC otherSagepoint Financial, Inc. otherOtherNov 27, 2006Dec 5, 2006
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13 moves match.