DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Avatar Associates
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Paul Roche | Avatar Associates other | Little Harbor Advisors, LLC no RAUM | Other | Dec 16, 2011 | Nov 25, 2013 (710 d) |
| Andrew William Capaccio | Avatar Associates other | New York Life Investment Management LLC other | Other | Jan 10, 2005 | May 12, 2006 (487 d) |
| Lawrence Louis Ricci | Avatar Associates other | New York Life Investment Management LLC asset manager | Other | Jan 5, 2004 | Oct 26, 2021 (6504 d) |
| Charles Matthew White | Avatar Associates other | Morgan Stanley wirehouse | Other | Sep 12, 2003 | Dec 1, 2009 (2272 d) |
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4 moves match.