DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Macro Financial Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Edward Pesano | Macro Financial Advisors, Inc other | Fsc Securities Corporation other | Other | Oct 27, 2014 | Nov 4, 2014 |
| Lawrence Charles Romjue | Macro Financial Advisors, Inc other | Prairie Wealth Advisors, Inc. other | Other | Aug 1, 2013 | Aug 13, 2013 |
| Matthew A Peterson | Macro Financial Advisors, Inc other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 28, 2012 | Oct 17, 2012 (50 d) |
| Jimmy Daryl Curtis | Macro Financial Advisors, Inc other | Leo Wealth, LLC independent RIA | Other | Oct 25, 2005 | Oct 8, 2021 (5827 d) |
Page 1 of 1
4 moves match.