DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Saddle River Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mindy Dunnigan | Saddle River Capital Management, LLC state registered | Equitable Advisors, LLC national BD | Other | Feb 5, 2013 | Apr 12, 2021 (2988 d) |
| Douglas Landman Wolfe | Saddle River Capital Management, LLC state registered | U.S. Financial Advisors other | Other | Apr 21, 2008 | Mar 11, 2009 (324 d) |
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2 moves match.