DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Sensiba San Filippo Financial Advisers LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia J Morris | Sensiba San Filippo Financial Advisers LLC other | Litman Gregory Wealth Management, LLC independent RIA | Other | Jan 6, 2022 | Dec 17, 2021 |
| Ramon Joseph Polin | Sensiba San Filippo Financial Advisers LLC other | Parallel Advisors, LLC other | Other | Dec 22, 2016 | Dec 22, 2016 |
| Ariadne Horstman | Sensiba San Filippo Financial Advisers LLC other | Appreciate Personal Finance unclassified | Other | Jul 13, 2015 | Jul 28, 2015 |
| Cassandra Shawn Anderson | Sensiba San Filippo Financial Advisers LLC other | Valic Financial Advisors, Inc. other | Other | Dec 22, 2011 | Aug 3, 2012 (225 d) |
| Carolyn Ann Masline | Sensiba San Filippo Financial Advisers LLC other | Vista Wealth Management, LLC other | Other | Mar 22, 2011 | Apr 20, 2011 |
Page 1 of 1
5 moves match.