DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Dean Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Joseph Wright | Dean Financial Services independent RIA | Dean Investments other | Other | May 26, 2023 | Mar 24, 2015 |
| Katherine Elizabeth Breitenstein | Dean Financial Services other | Dean Investments other | Other | Jun 21, 2011 | Mar 14, 2011 |
| Matthew Tristen Theil | Dean Financial Services other | Ray|Theil Wealth Management, LLC other | Other | Jun 14, 2011 | May 23, 2011 |
| Jennifer Jo Siefring | Dean Financial Services other | Dean Investments other | Other | Mar 18, 2011 | Jul 20, 2010 |
| Mark Edward Schutter | Dean Financial Services other | Blake Schutter Theil Wealth Advisors, LLC no RAUM | Other | Sep 8, 2008 | Jun 28, 2018 (3580 d) |
| James Blake Guyler | Dean Financial Services other | Bb&T Asset Management, Inc. unclassified | Other | Nov 15, 2006 | Nov 16, 2006 |
| Alisa Lynn Livesay | Dean Financial Services other | Alc Investment Advisory Services, LLC state registered | Other | Sep 30, 2005 | Jul 18, 2006 (291 d) |
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7 moves match.