DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian William Jensen | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jun 4, 2015 | Jun 2, 2015 |
| Randy Michael Deitke | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jun 4, 2015 | Jun 2, 2015 |
| Douglas R Basch | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jun 4, 2015 | Jun 2, 2015 |
| Steven Czech | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jun 4, 2015 | Jun 2, 2015 |
| Erik David Johnson | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jun 4, 2015 | Jun 1, 2015 |
| Matthew G Personette | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jun 4, 2015 | Jun 2, 2015 |
| Christopher Charles Entringer | The Mutual Fund Store other | Hickory Asset Management, Inc. other | Other | Jan 26, 2015 | Feb 11, 2015 |
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7 moves match.