DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from J. Safra Asset Management Corporation
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Andrew Dejana | J. Safra Asset Management Corporation other | Bolton Global Asset Management other | Other | Nov 27, 2017 | Dec 7, 2017 |
| Basilio Lukis | J. Safra Asset Management Corporation other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Nov 15, 2016 | Apr 13, 2018 (514 d) |
| Marcelo Tome | J. Safra Asset Management Corporation other | Sabadell Securities USA, Inc. unclassified | Other | Feb 9, 2015 | Apr 10, 2017 (791 d) |
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3 moves match.