DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Align Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Brian Puckett | Align Wealth Management, LLC independent RIA | Cambridge Investment Research Advisors, Inc. other | Other | Dec 31, 2023 | Mar 28, 2005 |
| Dennis Scott Packard | Align Wealth Management, LLC independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Dec 31, 2023 | Sep 8, 2023 |
| Kevin Mark Brown | Align Wealth Management, LLC independent RIA | Edelman Financial Engines mixed wealth | RIA to RIA | Dec 31, 2023 | Sep 8, 2023 |
Page 1 of 1
3 moves match.