DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Yieldquest Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Paul Callaway | Yieldquest Advisors, LLC other | Virtus Capital Advisers, LLC other | Other | Dec 31, 2013 | Aug 14, 2015 (591 d) |
| Thomas H. Russell | Yieldquest Advisors, LLC other | LPL Financial LLC other | Other | Sep 17, 2013 | Sep 19, 2013 |
| Cameron White Parkhurst | Yieldquest Advisors, LLC other | Raymond James & Associates, Inc. national BD | Other | Mar 4, 2013 | Feb 5, 2013 |
| David Neilson Summers | Yieldquest Advisors, LLC other | Morgan Keegan & Company, LLC other | Other | Sep 30, 2010 | Sep 1, 2010 |
| Joseph Bruce Patire | Yieldquest Advisors, LLC other | Morgan Keegan & Company, LLC other | Other | Sep 30, 2010 | Sep 20, 2010 |
| Stephanie Ellen Brooks | Yieldquest Advisors, LLC other | Wells Fargo Advisors wirehouse | Other | Jun 28, 2006 | May 24, 2007 (330 d) |
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6 moves match.