DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Woloshin Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Walter Edward Bak | Woloshin Investment Management, LLC independent RIA | Ae Wealth Management, LLC independent RIA | RIA to RIA | Sep 25, 2018 | Oct 23, 2018 |
| Eric T Nelson | Woloshin Investment Management, LLC independent RIA | Independence Wealth state registered | RIA to a state-registered adviser | Jul 26, 2018 | Jul 27, 2018 |
| Walter Zabud Fletcher | Woloshin Investment Management, LLC independent RIA | Summit Financial Group Inc other | Other | Nov 18, 2013 | Jun 1, 2012 |
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3 moves match.