DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
W••••••• I••••••••• M••••••••• L••
Latest filing Mar 17, 2026
First filing on the tape Jun 7, 2022 · 8 filings
SEC status approved since Jul 7, 2022
RAUM
$180M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$175M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$60.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$180M as of Mar 17, 2026
Mar 14, 2023$109M then
HNW client RAUM$19.0M as of Mar 17, 2026
Mar 14, 2023$3.3M then
State-registered IARs (5.B.3)3 as of Mar 17, 2026
Mar 14, 20233 then
Employees (5.A)3 as of Mar 17, 2026
Mar 14, 20233 then
Private funds: no history
RAUM +9.0% over the last fiscal year+18% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $60.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 120derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $216,043derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $175MreportedItem 5.I
- Custody
- $12.0M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$156M89%
- High-net-worth individuals$19.0M11%
- Individual clients
- 361reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 835reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $12.0M for 12 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• A•••• W••••••• | Medford, Nj | Aug 26, 2004 | 44 y | 0 |
| S•••• B••••••••• E••• | Medford, Nj | Dec 11, 2008 | 22 y | 0 |
| K•••• W••••••• C••••••• | Medford, Nj | Apr 1, 2015 | 13 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- W••••• E••••• B•• to A• W••••• M••••••••• L••Sep 25, 2018 · RIA to RIA
- E••• T• N••••• to I••••••••• W•••••Jul 26, 2018 · RIA to a state-registered adviser
- W••••• Z•••• F••••••• to S••••• F•••••••• G•••• I••Nov 18, 2013 · Other
Joined, latest
- K•••• W••••••• C••••••• from M••••• L••Apr 1, 2015 · Other
- W••••• E••••• B•• from G••••• F•••••••• P•••••• C••••••• I•••Mar 2, 2015 · Other
- W••••• Z•••• F••••••• from J••••• M••••••••• S•••• L••Nov 19, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W•••••••• M••••••• A•••• · Managing Membercontrolsince 05/2004 · owns 75% or more
- E•••• S••••• B••••••••• · Chief Compliance Officersince 03/2014 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Medford, Nj · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 849 to 835Mar 26, 2025 to Mar 17, 2026
- Individual clients · 364 to 361Mar 26, 2025 to Mar 17, 2026
- Assets in custody · $11.1M to $12.0MMar 26, 2025 to Mar 17, 2026
- Discretionary RAUM · $163M to $175MMar 26, 2025 to Mar 17, 2026
- HNW RAUM · $16.9M to $19.0MMar 26, 2025 to Mar 17, 2026
- Individual RAUM · $146M to $156MMar 26, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $3.0M to $5.4MMar 26, 2025 to Mar 17, 2026
- RAUM · $165M to $180MMar 26, 2025 to Mar 17, 2026
- Accounts · 815 to 849Jun 6, 2024 to Mar 26, 2025
- Individual clients · 355 to 364Jun 6, 2024 to Mar 26, 2025
- Assets in custody · $6.9M to $11.1MJun 6, 2024 to Mar 26, 2025
- Financial planning clients · 0 to 0Jun 6, 2024 to Mar 26, 2025
- Discretionary RAUM · $130M to $163MJun 6, 2024 to Mar 26, 2025
- HNW RAUM · $9.1M to $16.9MJun 6, 2024 to Mar 26, 2025
- Individual RAUM · $121M to $146MJun 6, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $0 to $3.0MJun 6, 2024 to Mar 26, 2025
- RAUM · $130M to $165MJun 6, 2024 to Mar 26, 2025
- Accounts · 749 to 815Sep 23, 2023 to Mar 19, 2024
- Individual clients · 337 to 355Sep 23, 2023 to Mar 19, 2024
- Assets in custody · $6.0M to $6.9MSep 23, 2023 to Mar 19, 2024
- Discretionary RAUM · $109M to $130MSep 23, 2023 to Mar 19, 2024
- HNW RAUM · $3.3M to $9.1MSep 23, 2023 to Mar 19, 2024
- Individual RAUM · $106M to $121MSep 23, 2023 to Mar 19, 2024
- RAUM · $109M to $130MSep 23, 2023 to Mar 19, 2024
- Accounts · 710 to 749Jul 14, 2022 to Mar 14, 2023
- Individual clients · 710 to 337Jul 14, 2022 to Mar 14, 2023
- Assets in custody · $4.4M to $6.0MJul 14, 2022 to Mar 14, 2023
- Financial planning clients · 1-10 to 0Jul 14, 2022 to Mar 14, 2023
- Discretionary RAUM · $116M to $109MJul 14, 2022 to Mar 14, 2023
- HNW RAUM · $0 to $3.3MJul 14, 2022 to Mar 14, 2023
- Individual RAUM · $116M to $106MJul 14, 2022 to Mar 14, 2023
- RAUM · $116M to $109MJul 14, 2022 to Mar 14, 2023
Signals
1 dated events
- W••••••• I••••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Jun 7, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 609-654-9700reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 609-654-2777reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/3971001reportedpublic record, Form ADV, Sep 18, 2026
- Website
- W•••••••LLC.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 609-654-9700reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- woloshinllc.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $60.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026