DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Simon Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shayna Lynne Harvey | Simon Capital Management other | Insight Total Stewardship unclassified | Other | Dec 10, 2015 | Jan 7, 2016 |
| Brian Joseph White | Simon Capital Management other | Vermillion & White Wealth Management Group independent RIA | Other | Sep 10, 2013 | Sep 13, 2013 |
| Ryan Lee Vermillion | Simon Capital Management other | Vermillion & White Wealth Management Group independent RIA | Other | Sep 10, 2013 | Sep 13, 2013 |
| Michael Anthony Pierson Schimek | Simon Capital Management other | Pinnacle Strategic Wealth Management, LLC. independent RIA | Other | Feb 25, 2011 | Feb 25, 2011 |
| Thomas Marchozzi | Simon Capital Management other | Pinnacle Strategic Wealth Management, LLC. independent RIA | Other | Feb 25, 2011 | Feb 24, 2011 |
| Ross S Rubin | Simon Capital Management other | Cetera Advisor Networks LLC other | Other | Dec 8, 2008 | Jan 27, 2011 (780 d) |
| Joseph Charles Bucara | Simon Capital Management other | Jcb Financial, Inc. state registered | Other | May 15, 2006 | Oct 5, 2006 (143 d) |
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7 moves match.