DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Uas Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Jacob Kopczynski | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 23, 2022 |
| Donald Austin Mcdaniel | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 2, 2022 |
| Kirk Randolph Hudson | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 2, 2022 |
| Matthew David Keller | Uas Wealth Advisors independent RIA | Allworth Financial, L.P. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 30, 2022 | Jun 2, 2022 |
| Scott Hanson Womack | Uas Wealth Advisors other | Womack Wealth Management, Inc. other | Other | Apr 3, 2014 | Feb 8, 2008 |
| Peter Thomas Lehrman | Uas Wealth Advisors other | Sandia Wealth Management, LLC independent RIA | Other | Apr 16, 2012 | Mar 16, 2012 |
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6 moves match.