DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dominic Daniel Chavez | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jun 9, 2015 | Jun 1, 2015 |
| John William Onesti | The Mutual Fund Store other | John Moore & Associates Inc independent RIA | Other | Jan 20, 2011 | Mar 5, 2024 (4793 d) |
| Ryan Jeffrey Walker | The Mutual Fund Store other | Eagle Strategies LLC other | Other | Oct 7, 2009 | Feb 8, 2010 (124 d) |
| Michael Jonathan Hettinga | The Mutual Fund Store other | Zia Investment Advisors state registered | Other | Oct 16, 2008 | Nov 7, 2008 |
Page 1 of 1
4 moves match.