DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Westend Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Frederick Griffin | Westend Advisors, LLC independent RIA | Wells Fargo Advisors wirehouse | RIA to wirehouse | May 20, 2019 | Jun 11, 2019 |
| Stephen Gaylord Halley | Westend Advisors, LLC other | Equity Investment Corp independent RIA | Other | Sep 6, 2017 | Oct 3, 2019 (757 d) |
| Jack Daniel Steinhilber | Westend Advisors, LLC other | Agile Investments other | Other | Jan 24, 2007 | Dec 5, 2018 (4333 d) |
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3 moves match.