DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from River Capital Advisors, Lc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Maurice Simon | River Capital Advisors, Lc independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Nov 21, 2024 | Aug 6, 2024 |
| Wesley Petersen Martin | River Capital Advisors, Lc independent RIA | Waverly Advisors, LLC independent RIA | RIA to RIA | Nov 21, 2024 | Aug 19, 2024 |
| Stephen David Kyle | River Capital Advisors, Lc independent RIA | Parable Wealth Advisors independent RIA | RIA to RIA | Feb 1, 2024 | Feb 6, 2024 |
| Bradley Thomas Miller | River Capital Advisors, Lc independent RIA | Trustwell Financial Advisors, LLC independent RIA | RIA to RIA | Jun 22, 2022 | Jul 6, 2022 |
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4 moves match.