DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stewart Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicholas J Westrick | Stewart Capital Advisors, LLC other | Ameriprise Financial Services, LLC national BD | Other | Oct 16, 2024 | Oct 31, 2023 |
| Malcolm Emerson Polley | Stewart Capital Advisors, LLC other | Stratos Investment Management, LLC asset manager | Other | Jan 4, 2024 | Jan 8, 2024 |
| Richard Joseph Scotti | Stewart Capital Advisors, LLC other | Ameriprise Financial Services, LLC national BD | Other | Jul 26, 2023 | Aug 8, 2023 |
| Richard Joseph Scotti | Stewart Capital Advisors, LLC other | Pnc Capital Advisors LLC other | Other | Oct 13, 2014 | Jul 8, 2015 (268 d) |
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4 moves match.