DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Yellowbrickroad Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Paul Alexander AustinYellowbrickroad Financial Advisors, LLC independent RIAAllworth Financial, L.P. independent RIARIA to RIAApr 2, 2020Aug 2, 2019
Bret Hedley Charles ButcherYellowbrickroad Financial Advisors, LLC independent RIAAllworth Financial, L.P. BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2020Dec 10, 2024 (1713 d)
Stephanie Marie Motzkus-BakanYellowbrickroad Financial Advisors, LLC independent RIAAllworth Financial, L.P. independent RIARIA to RIAApr 2, 2020Jul 18, 2019
Danelle JenetayevaYellowbrickroad Financial Advisors, LLC independent RIAPi Wealth Plan LLC state registeredRIA to a state-registered adviserJul 2, 2018Oct 12, 2021 (1198 d)
Adam Guadalupe SalasYellowbrickroad Financial Advisors, LLC otherWealth Architects, LLC otherOtherDec 19, 2017Dec 8, 2017
Charles Wesley MalsburyYellowbrickroad Financial Advisors, LLC otherThinkplansave state registeredOtherJul 6, 2016Sep 6, 2016 (62 d)
Arthur John AmbarikYellowbrickroad Financial Advisors, LLC otherPerigon Wealth Management, LLC independent RIAOtherFeb 15, 2013Nov 30, 2023 (3940 d)
Page 1 of 1
7 moves match.