DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Chappelwood Financial Services
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa Danielle Ward | Chappelwood Financial Services independent RIA | Plumb Financial state registered | RIA to a state-registered adviser | May 2, 2025 | May 15, 2025 |
| John Huey Neely | Chappelwood Financial Services independent RIA | St. Bernard Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 8, 2019 | Mar 15, 2019 |
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2 moves match.