DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Adams Financial Concepts, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Albert Daniel Souza | Adams Financial Concepts, LLC independent RIA | Compass Financial Management LLC independent RIA | RIA to RIA | Sep 4, 2025 | Jul 18, 2025 |
| Jensen Reagan Weynands | Adams Financial Concepts, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Aug 30, 2022 | Jun 15, 2022 |
| Craig Bennett Roth | Adams Financial Concepts, LLC independent RIA | Wayfinding Financial, LLC independent RIA | RIA to RIA | Mar 30, 2021 | Apr 1, 2021 |
| Megan Hawes Lockhart | Adams Financial Concepts, LLC independent RIA | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 18, 2009 | Sep 28, 2011 (679 d) |
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4 moves match.