RIA Intelligence

• Foundations Investment Advisors LLC independent RIA current
  since Oct 22, 2025 · Renton, Wa
• B.O.S.S. Retirement Advisors, LLC independent RIA
  Apr 18, 2024 to Oct 6, 2025 · Bellevue, Wa
• Wayfinding Financial, LLC independent RIA
  Apr 1, 2021 to Apr 15, 2024 · Lynnwood, Wa
• Adams Financial Concepts, LLC former
  Jan 27, 2021 to Mar 30, 2021 · Seattle, Wa
• Goldbloom Wealth Management LLC state registered
  Jun 11, 2018 to Jan 26, 2021 · Mercer Island, Wa
• Cuna Brokerage Services, Inc. former
  May 18, 2017 to Apr 17, 2018 · Renton, Wa
• Global Financial Private Capital, Inc. former
  Jul 6, 2015 to Nov 28, 2016 · Bellevue, Wa
• Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
  May 23, 2013 to Feb 24, 2015 · Woodinville, Wa
• E*Trade Capital Management, LLC former
  Dec 2, 2011 to Apr 17, 2013 · Arlington, Va
• Kovack Advisors, Inc. BD affiliated
  Jun 26, 2006 to Dec 6, 2011 · Ft. Lauderdale, Fl
• Kovack Securities Inc. unclassified
  Jun 23, 2006 to Aug 15, 2006 · Roswell, Ga
• Citigroup Global Markets Inc. BD affiliated
  Apr 17, 2003 to Jul 13, 2006 · Alpharetta, Ga

• B.O.S.S. Retirement Advisors, LLC to Foundations Investment Advisors LLC
  left Oct 6, 2025, registered Oct 22, 2025 (16 days) · RIA to RIA
• Wayfinding Financial, LLC to B.O.S.S. Retirement Advisors, LLC
  left Apr 15, 2024, registered Apr 18, 2024 (3 days) · RIA to RIA
• Adams Financial Concepts, LLC to Wayfinding Financial, LLC
  left Mar 30, 2021, registered Apr 1, 2021 (2 days) · RIA to RIA
• Goldbloom Wealth Management LLC to Adams Financial Concepts, LLC
  left Jan 26, 2021, registered Jan 27, 2021 (1 days) · Other
• Cuna Brokerage Services, Inc. to Goldbloom Wealth Management LLC
  left Apr 17, 2018, registered Jun 11, 2018 (55 days) · RIA to a state-registered adviser
• Global Financial Private Capital, Inc. to Cuna Brokerage Services, Inc.
  left Nov 28, 2016, registered May 18, 2017 (171 days) · Other
• Merrill Lynch, Pierce, Fenner & Smith Incorporated to Global Financial Private Capital, Inc.
  left Feb 24, 2015, registered Jul 6, 2015 (132 days) · Other
• E*Trade Capital Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
  left Apr 17, 2013, registered May 23, 2013 (36 days) · Other
• Kovack Advisors, Inc. to E*Trade Capital Management, LLC
  left Dec 6, 2011, registered Dec 2, 2011 (-4 days) · Other
• Kovack Securities Inc. to Kovack Advisors, Inc.
  left Aug 15, 2006, registered Jun 26, 2006 (-50 days) · Other
• Citigroup Global Markets Inc. to Kovack Securities Inc.
  left Jul 13, 2006, registered Jun 23, 2006 (-20 days) · Other

• Craig Bennett Roth left B.O.S.S. Retirement Advisors, Llc for Foundations Investment Advisors Llc (registered 2025-10-22)
  Oct 6, 2025 · Advisor changed firm · fact
• Craig Bennett Roth left Wayfinding Financial, Llc for B.O.S.S. Retirement Advisors, Llc (registered 2024-04-18)
  Apr 15, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address