DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Griffin Black, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon Hsu | Griffin Black, LLC independent RIA | Truevector Wealth Advisors state registered | RIA to a state-registered adviser | Oct 21, 2025 | Jan 22, 2026 (93 d) |
| Henry Steven Reed | Griffin Black, LLC independent RIA | Pwjohnson Wealth Management other | Other | Feb 5, 2025 | Aug 15, 2025 (191 d) |
| Timothy William Connolly | Griffin Black, LLC independent RIA | Yeske Buie Inc. independent RIA | RIA to RIA | Feb 20, 2024 | Dec 17, 2024 (301 d) |
| Shannon Nicole Stone | Griffin Black, LLC independent RIA | Parallel Advisors, LLC independent RIA | RIA to RIA | Mar 7, 2023 | Jan 1, 2025 (666 d) |
| Alina Sohng | Griffin Black, LLC independent RIA | Adero Partners, LLC independent RIA | RIA to RIA | Oct 31, 2019 | Feb 19, 2020 (111 d) |
| Joseph Chuo-Ju Kuo | Griffin Black, LLC independent RIA | Abundance Wealth Planning, LLC unclassified | Other | Apr 10, 2018 | Jun 5, 2018 (56 d) |
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6 moves match.