DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bms Financial Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Douglas Allen MaherBms Financial Advisors, LLC independent RIASagepoint Financial, Inc. otherOtherNov 9, 2023Oct 31, 2005
Hugh Thomas BoyleBms Financial Advisors, LLC independent RIASagepoint Financial, Inc. otherOtherNov 9, 2023Oct 31, 2005
Nathaniel Allen StarkeyBms Financial Advisors, LLC independent RIASagepoint Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 9, 2023Mar 29, 2021
Jarrett Dominic ApaBms Financial Advisors, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 9, 2023Sep 11, 2023
Mitchell John SlusarskiBms Financial Advisors, LLC otherSagepoint Financial, Inc. otherOtherMar 9, 2009Oct 31, 2005
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5 moves match.