DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Asset Management Strategies, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Alvin J Rudder | Asset Management Strategies, Inc. other | Regal Investment Advisors LLC BD affiliated | Other | Oct 6, 2017 | Mar 16, 2020 (892 d) |
| John Radford Compton | Asset Management Strategies, Inc. other | LPL Financial LLC independent RIA | Other | Aug 23, 2017 | Jul 19, 2019 (695 d) |
| William Clay Tucker | Asset Management Strategies, Inc. other | Brookstone Wealth Advisors, LLC other | Other | Dec 20, 2016 | Jul 3, 2017 (195 d) |
| Lawrence Alan Stack | Asset Management Strategies, Inc. other | Stack Wealth Management, LLC state registered | Other | Jul 26, 2016 | Sep 15, 2016 (51 d) |
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4 moves match.