DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
William Clay Tucker
Feed of 09/14/2026
Also filed as Clay Tucker
At current firm
3 y
since Jan 17, 2023
In the industry
35 y
since Jan 4, 1991 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Sequent Planning, LLC independent RIA currentsince Jan 17, 2023 · Alpharetta, Ga
- Catalyst Wealth Management formerJun 19, 2021 to Jan 10, 2023 · Atlanta, Ga
- Brookstone Wealth Advisors, LLC no RAUMJul 3, 2017 to Jun 16, 2021 · Canton, Ga
- Asset Management Strategies, Inc. independent RIAMar 8, 2013 to Dec 20, 2016 · Canton, Ga
- Berthel Fisher & Company Financial Services, Inc. BD affiliatedJan 11, 2010 to Jan 11, 2010 · Suwanee, Ga
- Bb&T Investment Services, Inc. formerOct 24, 2006 to Sep 28, 2009 · Kennesaw, Ga
- First Citizens Investor Services, Inc. BD affiliatedAug 31, 2004 to Sep 21, 2004 · Woodstock, Ga
- Ironstone Securities, Inc. unclassifiedAug 31, 2004 to Oct 12, 2006 · Woodstock, Ga
- First Horizon Advisors, Inc formerDec 4, 2003 to Jul 16, 2004 · Alpharetta, Ga
Moves
a registration end followed by a registration begin elsewhere
- Catalyst Wealth Management to Sequent Planning, LLCleft Jan 10, 2023, registered Jan 17, 2023 (7 days) · RIA to RIA
- Brookstone Wealth Advisors, LLC to Catalyst Wealth Managementleft Jun 16, 2021, registered Jun 19, 2021 (3 days) · RIA to RIA
- Asset Management Strategies, Inc. to Brookstone Wealth Advisors, LLCleft Dec 20, 2016, registered Jul 3, 2017 (195 days) · Other
- Berthel Fisher & Company Financial Services, Inc. to Asset Management Strategies, Inc.left Jan 11, 2010, registered Mar 8, 2013 (1152 days) · Other
- Bb&T Investment Services, Inc. to Berthel Fisher & Company Financial Services, Inc.left Sep 28, 2009, registered Jan 11, 2010 (105 days) · Other
- Ironstone Securities, Inc. to Bb&T Investment Services, Inc.left Oct 12, 2006, registered Oct 24, 2006 (12 days) · Other
- First Citizens Investor Services, Inc. to Ironstone Securities, Inc.left Sep 21, 2004, registered Aug 31, 2004 (-21 days) · Other
- First Horizon Advisors, Inc to First Citizens Investor Services, Inc.left Jul 16, 2004, registered Aug 31, 2004 (46 days) · Other
Signals
- William Clay Tucker left Catalyst Wealth Management for Sequent Planning, Llc (registered 2023-01-17)Jan 10, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address