| Johana Huff | Choice Advisory Group, Inc. other | Calton & Associates, Inc. other | Other | Dec 31, 2011 | Jan 3, 2012 |
| Nathan Everett Trenholm | Choice Advisory Group, Inc. other | Per Stirling Capital Management, LLC other | Other | Nov 9, 2011 | Oct 24, 2011 |
| Manuel Enrique Ramirez | Choice Advisory Group, Inc. other | Per Stirling Capital Management, LLC other | Other | Sep 16, 2011 | Sep 30, 2011 |
| Mary Voll Miller | Choice Advisory Group, Inc. other | Hill Country Wealth Management unclassified | Other | Sep 16, 2011 | Jul 7, 2011 |
| Floyd Thomas Bernard | Choice Advisory Group, Inc. other | Institutional Securities Corporation other | Other | Jul 5, 2011 | Aug 4, 2011 |
| Wayne Norman Schwartz | Choice Advisory Group, Inc. other | Strategic Financial Concepts, LLC other | Other | Jun 1, 2011 | Jun 17, 2011 |
| Juanita White Stephens | Choice Advisory Group, Inc. other | LPL Financial LLC other | Other | May 23, 2011 | May 26, 2011 |
| Robert Stirling Phipps | Choice Advisory Group, Inc. other | Per Stirling Capital Management, LLC other | Other | Dec 31, 2010 | Nov 24, 2009 |
| John Per Osullivan | Choice Advisory Group, Inc. other | Per Stirling Capital Management, LLC other | Other | Dec 31, 2010 | Nov 19, 2009 |
| Charles Eugene Field | Choice Advisory Group, Inc. other | Park Avenue Securities LLC BD affiliated | Other | Aug 20, 2010 | Apr 25, 2025 (5362 d) |
| Robert Stirling Phipps | Choice Advisory Group, Inc. other | Cach Capital Management, LLC unclassified | Other | Apr 19, 2007 | Mar 28, 2007 |
| John Per Osullivan | Choice Advisory Group, Inc. other | Cach Capital Management, LLC unclassified | Other | Mar 28, 2007 | Mar 28, 2007 |
| John Maurits Dapper | Choice Advisory Group, Inc. other | Cach Capital Management, LLC unclassified | Other | Mar 28, 2007 | Mar 13, 2007 |
| Adam Dennis Straseske | Choice Advisory Group, Inc. other | Strategic Financial Concepts, LLC other | Other | Dec 31, 2006 | Nov 13, 2008 (683 d) |