DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Strategic Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Klopfenstein | Strategic Investment Advisors, LLC independent RIA | Venture Visionary Partners LLC independent RIA | RIA to RIA | Oct 25, 2019 | Sep 9, 2026 (2511 d) |
| Lukas Austin Thill | Strategic Investment Advisors, LLC independent RIA | Raymond James Financial Services Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Oct 25, 2019 | Jun 12, 2020 (231 d) |
| Scott Jeffrey Hohman | Strategic Investment Advisors, LLC other | Resolute Wealth Advisor, Inc. no RAUM | Other | Dec 31, 2017 | Dec 1, 2017 |
| Erin Nicole Zylka | Strategic Investment Advisors, LLC other | Resolute Wealth Advisor, Inc. no RAUM | Other | Dec 31, 2017 | Dec 1, 2017 |
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4 moves match.