DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from North Berkeley Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Daniel Jeremi Smyth | North Berkeley Wealth Management, LLC independent RIA | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Mar 18, 2026 | Mar 17, 2026 |
| Carmetta Jernicee Joyner | North Berkeley Wealth Management, LLC independent RIA | Joyner Financial Planning LLC state registered | RIA to a state-registered adviser | Oct 8, 2024 | Jul 9, 2025 (274 d) |
| Krystal D Fortner | North Berkeley Wealth Management, LLC independent RIA | Krystal Fortner state registered | RIA to a state-registered adviser | May 25, 2023 | Sep 25, 2023 (123 d) |
| Sarah Green | North Berkeley Wealth Management, LLC independent RIA | Farm Girl Capital LLC state registered | RIA to a state-registered adviser | Nov 29, 2021 | Jan 1, 2026 (1494 d) |
| Luke Benjamin Neumann | North Berkeley Wealth Management, LLC other | Crestwood Advisors other | Other | Jan 3, 2018 | Nov 29, 2017 |
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5 moves match.