DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raffa Investment Advisers
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kimberly Speese | Raffa Investment Advisers other | William Blair & Company L.L.C. BD affiliated | Other | Feb 18, 2022 | Apr 8, 2022 (49 d) |
| John Patrick Mcauliffe | Raffa Investment Advisers mixed wealth | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Dec 7, 2020 | Sep 1, 2022 (633 d) |
| Chase Alan Smith Deters | Raffa Investment Advisers mixed wealth | Vanguard Advisers, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 7, 2018 | Nov 2, 2018 (179 d) |
| David Michael Burgess | Raffa Investment Advisers other | Freed Advisors other | Other | Jun 25, 2010 | Aug 2, 2010 (38 d) |
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4 moves match.