DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Gassman Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan Lee Gassman | Gassman Financial Group independent RIA | Newedge Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jan 2, 2025 | Aug 19, 2024 |
| Michael Harris Fliegelman | Gassman Financial Group independent RIA | American Portfolios Advisors, Inc BD affiliated | RIA to affiliated broker-dealer or bank | Nov 7, 2024 | Jun 1, 2023 |
| John Male | Gassman Financial Group independent RIA | Citigroup Global Markets Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 18, 2022 | May 26, 2022 |
| Jonathan Lee Gassman | Gassman Financial Group other | American Portfolios Advisors, Inc other | Other | Mar 27, 2013 | Nov 14, 2013 (232 d) |
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4 moves match.