DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jimmie Marlin Collicott | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jul 1, 2013 | Jul 1, 2013 |
| Dale Jay Hansen | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jul 1, 2013 | Jul 1, 2013 |
| Craig Michael Mottl | The Mutual Fund Store other | Financial Engines Advisor Center, LLC other | Other | Jul 1, 2013 | Jul 1, 2013 |
| Edward C Irwin | The Mutual Fund Store other | Igo Capital Management, Inc unclassified | Other | Jan 9, 2012 | Jun 29, 2012 (172 d) |
| Eric Alan Brown | The Mutual Fund Store other | Annex Wealth Management, LLC other | Other | Jul 12, 2011 | Jun 15, 2011 |
| David Carl Mills | The Mutual Fund Store other | Annex Wealth Management, LLC other | Other | Jul 12, 2011 | Jun 15, 2011 |
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6 moves match.