DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Tradewinds Global Investors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Louis RiffleTradewinds Global Investors, LLC otherNuveen Asset Management, LLC otherOtherNov 30, 2016Aug 26, 2016
Reed David WaltersTradewinds Global Investors, LLC otherNuveen Asset Management, LLC otherOtherNov 30, 2016Aug 22, 2016
William Lewis GurnerTradewinds Global Investors, LLC otherNuveen Asset Management, LLC otherOtherNov 30, 2016Aug 26, 2016
Daniel Patrick DriscollTradewinds Global Investors, LLC otherNuveen Asset Management, LLC otherOtherNov 30, 2016Aug 26, 2016
Andrew Michael CitronTradewinds Global Investors, LLC otherAristotle Capital Management, LLC otherOtherJan 8, 2014Apr 30, 2015 (477 d)
Egor Nickolaevich RybakovTradewinds Global Investors, LLC otherSanta Barbara Asset Management, LLC otherOtherAug 1, 2007Jul 25, 2008 (359 d)
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6 moves match.