DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alamo Asset Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Keith Dow PowellAlamo Asset Advisors otherScf Investment Advisors, Inc. otherOtherOct 18, 2013Nov 21, 2013 (34 d)
Eric Paul ZeitlerAlamo Asset Advisors otherB Riley Wealth Management otherOtherAug 30, 2013Oct 13, 2008
Michael Grant SimptonAlamo Asset Advisors otherSpc otherOtherAug 30, 2013Sep 3, 2013
Mark Anton GroesbeckAlamo Asset Advisors otherScf Investment Advisors, Inc. otherOtherAug 20, 2013Aug 20, 2013
Gary Andrew MillerAlamo Asset Advisors otherB Riley Wealth Management otherOtherAug 14, 2013Oct 21, 2013 (68 d)
Gary Charles HaackAlamo Asset Advisors otherFsc Securities Corporation otherOtherAug 7, 2013Aug 8, 2013
Kelly Glen ComptonAlamo Asset Advisors otherB Riley Wealth Management otherOtherMay 28, 2013Oct 13, 2008
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7 moves match.