DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Gary Charles Haack
Feed of 09/14/2026
At current firm
0 y
since Feb 4, 2026
In the industry
31 y
since Sep 1, 1995 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Compass Financial Management LLC independent RIA currentsince Feb 4, 2026 · San Antonio, Tx
- Creativeone Wealth, LLC independent RIANov 28, 2017 to Feb 4, 2026 · San Antonio, Tx
- Corecap Advisors BD affiliatedJun 2, 2016 to Dec 11, 2017 · San Antonio, Tx
- Fsc Securities Corporation formerAug 8, 2013 to Jun 27, 2016 · San Antonio, Tx
- Alamo Asset Advisors formerSep 18, 2009 to Aug 7, 2013 · San Antonio, Tx
- Next Financial Group, Inc. formerJun 19, 2008 to Jul 20, 2009 · San Antonio, Tx
- LPL Financial LLC BD affiliatedNov 7, 2006 to Jun 24, 2008 · San Antonio, Tx
- Osaic Fs, Inc. formerJul 8, 2005 to Nov 14, 2006 · San Antonio, Tx
- Metlife Investment Fund Services LLC unclassifiedDec 2, 2004 to Aug 8, 2005 · Irving, Tx
- Securities America Advisors, Inc. formerNov 2, 2004 to Jan 19, 2005 · San Antonio, Tx
- Osaic Fa, Inc. formerNov 17, 2003 to Oct 15, 2004 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Creativeone Wealth, LLC to Compass Financial Management LLCleft Feb 4, 2026, registered Feb 4, 2026 (0 days) · RIA to RIA
- Corecap Advisors to Creativeone Wealth, LLCleft Dec 11, 2017, registered Nov 28, 2017 (-13 days) · Other
- Fsc Securities Corporation to Corecap Advisorsleft Jun 27, 2016, registered Jun 2, 2016 (-25 days) · Other
- Alamo Asset Advisors to Fsc Securities Corporationleft Aug 7, 2013, registered Aug 8, 2013 (1 days) · Other
- Next Financial Group, Inc. to Alamo Asset Advisorsleft Jul 20, 2009, registered Sep 18, 2009 (60 days) · Other
- LPL Financial LLC to Next Financial Group, Inc.left Jun 24, 2008, registered Jun 19, 2008 (-5 days) · Other
- Osaic Fs, Inc. to LPL Financial LLCleft Nov 14, 2006, registered Nov 7, 2006 (-7 days) · Other
- Metlife Investment Fund Services LLC to Osaic Fs, Inc.left Aug 8, 2005, registered Jul 8, 2005 (-31 days) · Other
- Securities America Advisors, Inc. to Metlife Investment Fund Services LLCleft Jan 19, 2005, registered Dec 2, 2004 (-48 days) · Other
- Osaic Fa, Inc. to Securities America Advisors, Inc.left Oct 15, 2004, registered Nov 2, 2004 (18 days) · Other
Signals
- Gary Charles Haack left Creativeone Wealth, Llc for Compass Financial Management Llc (registered 2026-02-04)Feb 4, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address