DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Aviance Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Enger | Aviance Capital Management, LLC asset manager | Thinkbetter asset manager | Other | May 28, 2019 | Jun 14, 2019 |
| Ross David Taylor | Aviance Capital Management, LLC asset manager | Truadvice LLC mixed wealth | Other | May 28, 2019 | May 22, 2020 (360 d) |
| Kevin Koss | Aviance Capital Management, LLC asset manager | Raymond James & Associates, Inc. national BD | Other | Jan 8, 2019 | May 8, 2019 (120 d) |
| Matthew A Krueger | Aviance Capital Management, LLC other | Easterly Funds LLC other | Other | Jun 29, 2017 | Dec 7, 2017 (161 d) |
| Michael Thomas Sorrentino | Aviance Capital Management, LLC other | Global Financial Private Capital, Inc. other | Other | Dec 8, 2016 | Nov 5, 2015 |
| Jeffrey James Walker | Aviance Capital Management, LLC other | Global Financial Private Capital, Inc. other | Other | Dec 8, 2016 | Aug 30, 2011 |
| Allan Frederick Westcott | Aviance Capital Management, LLC other | Manning & Napier Advisors, LLC other | Other | Jun 30, 2008 | Mar 31, 2010 (639 d) |
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7 moves match.