DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Soho Financial Services LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Frank Thomas Troise | Soho Financial Services LLC other | Soho Asset Management LLC other | Other | Dec 31, 2017 | Feb 9, 2015 |
| Debra Annette Fields | Soho Financial Services LLC other | Indivisible Partners independent RIA | Other | Jun 23, 2014 | May 18, 2026 (4347 d) |
| Frank Thomas Troise | Soho Financial Services LLC other | Soho Capital LLC other | Other | Dec 31, 2012 | Feb 8, 2013 (39 d) |
| Frank Thomas Troise | Soho Financial Services LLC other | Soho Asset Management LLC other | Other | Dec 31, 2010 | Mar 10, 2008 |
| David Eric Archibald | Soho Financial Services LLC other | Smi Advisors LLC unclassified | Other | Jun 30, 2009 | Apr 13, 2017 (2844 d) |
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5 moves match.