DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Kom Wealth Management Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Claus Peter Kerntke | Kom Wealth Management Group, LLC independent RIA | Avaii Wealth Management, LLC independent RIA | RIA to RIA | Jul 1, 2025 | Jul 2, 2025 |
| David John Donze | Kom Wealth Management Group, LLC independent RIA | Freedom Wealth LLC state registered | RIA to a state-registered adviser | Jul 18, 2023 | Jul 3, 2023 |
| Keith Forrest Peters | Kom Wealth Management Group, LLC independent RIA | Mcglone Suttner Wealth Management, Inc. independent RIA | RIA to RIA | Feb 1, 2022 | Dec 9, 2021 |
| Jason Anthony Mc Glone | Kom Wealth Management Group, LLC independent RIA | Mcglone Suttner Wealth Management, Inc. independent RIA | RIA to RIA | Feb 1, 2022 | Dec 7, 2021 |
| Peter G Van Beek | Kom Wealth Management Group, LLC independent RIA | Mcglone Suttner Wealth Management, Inc. independent RIA | RIA to RIA | Feb 1, 2022 | Dec 7, 2021 |
| Eliot Charles Bares | Kom Wealth Management Group, LLC independent RIA | Chequers Financial Management LLC independent RIA | RIA to RIA | Jan 7, 2019 | Jan 8, 2019 |
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6 moves match.