DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wallington Asset Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Damian Ross Kramer | Wallington Asset Management independent RIA | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Mar 19, 2021 | Sep 28, 2022 (558 d) |
| Audrey Bruch | Wallington Asset Management other | Sheaff Brock Investment Advisors, LLC other | Other | Jun 28, 2016 | Jun 29, 2016 |
| James Blake Guyler | Wallington Asset Management other | Smith Salley Wealth Management other | Other | Apr 11, 2014 | Jul 3, 2014 (83 d) |
| John Wendell Rosebrough | Wallington Asset Management other | Biechele Royce Advisors, Inc. other | Other | Jul 31, 2009 | Aug 19, 2009 |
| Frank Joseph Esposito | Wallington Asset Management other | Watermark Wealth Management, LLC independent RIA | Other | Nov 12, 2008 | Feb 4, 2009 (84 d) |
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5 moves match.