DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Watermark Wealth Management, LLC

Former SEC-registered adviserIndianapolis, IndianaCRD 146530SEC 801-121723IAPD
Latest filing Jun 9, 2021
First filing on the tape Jun 9, 2021 · 1 filings
RAUM
$138M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$137M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $138M
HNW client RAUM: $111M
State-registered IARs (5.B.3): 2
Employees (5.A): 2
Private funds: no history
Practice profile
derived from the filing of Jun 9, 2021; every figure names its basis
RAUM per advisor
$68.9MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
46derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$6.2MderivedHNW RAUM over HNW clients
Average account
$356,835derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody
$56.4M, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$111M81%
  • Individuals$25.9M19%
  • Pension and profit-sharing plans$740,0420.5%
Individual clients
74reported
HNW clients
18reported
Pension plan clients
2reported
Charitable clients
n/areported
Accounts
386reported
Financial planning clients
51-100reported
Wrap fee programs
noreported
Custody of client assets
$56.4M for 11 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • David Jeffrey Curtis · Managing Membercontrol
    since 01/2017 · owns less than 5%
  • Ricky Charles Skinner · Chief Compliance Officercontrol
    since 05/2014 · owns less than 5%
  • Thomas Anthony Bultinck · Managing Membercontrol
    since 03/2012 · owns 75% or more of Four Blessings, LLC
  • David Jeffrey Curtis · Managing Membercontrol
    since 03/2012 · owns 75% or more of Petoskey Enterprises, LLC
  • M Gary Lents · Managing Membercontrol
    since 10/2017 · owns 75% or more of Next Level Cpa Group Pc
  • J Lewis Utterback · Managing Membercontrol
    since 03/2012 · owns 75% or more of Sons Of Liberty, LLC
  • Alan Mark Vollmer · Managing Membercontrol
    since 05/2008 · owns 75% or more of Vollmer Enterprises, LLC
Entity owners
  • Four Blessings, LLC · Member
    direct · owns 10% to 25%
  • Next Level Cpa Group Pc · Member
    direct · owns 10% to 25%
  • Petoskey Enterprises, LLC · Member
    direct · owns 10% to 25%
  • Sons Of Liberty, LLC · Member
    direct · owns 10% to 25%
  • Vollmer Enterprises, LLC · Member
    direct · owns 10% to 25%
Related persons
Schedule D 7.A
  • Watermark Cpa Group
    insurancey
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
1 dated events
  • Watermark Wealth Management, Llc filed its initial SEC registration (Form ADV)
    Jun 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026