DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Work Optional, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Clark | Work Optional, Inc. independent RIA | Intrua Financial independent RIA | RIA to RIA | Oct 6, 2023 | Oct 9, 2023 |
| Connor Jeffrey Oak | Work Optional, Inc. independent RIA | Intrua Financial independent RIA | RIA to RIA | Oct 6, 2023 | Oct 9, 2023 |
| Ann Treml-Olson | Work Optional, Inc. independent RIA | Robert W. Baird & Co. Incorporated mixed wealth | RIA to RIA | Nov 2, 2020 | Oct 14, 2020 |
| Travis Gregory Bezella | Work Optional, Inc. other | Creative Planning other | Other | Mar 6, 2014 | Feb 24, 2014 |
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4 moves match.