DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Marmo Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Anthony Marmo | Marmo Financial Group, LLC independent RIA | Cetera Planning Partners independent RIA | RIA to RIA | May 1, 2026 | May 4, 2026 |
| Sasha Stewart | Marmo Financial Group, LLC independent RIA | Cetera Planning Partners independent RIA | RIA to RIA | May 1, 2026 | May 4, 2026 |
| Nickles Gregory Spryn | Marmo Financial Group, LLC independent RIA | Coppell Advisory Solutions LLC independent RIA | RIA to RIA | Nov 19, 2024 | Jan 13, 2026 (420 d) |
| Alexander David Swatzell | Marmo Financial Group, LLC independent RIA | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Apr 5, 2023 | Oct 31, 2023 (209 d) |
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4 moves match.