DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Legacy Investment Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Yerel Saldivar Morales | Legacy Investment Services, LLC state registered | J.P. Morgan Securities LLC wirehouse | Other | Dec 4, 2017 | Feb 1, 2018 (59 d) |
| Brent Matthew Pasqua | Legacy Investment Services, LLC state registered | Evermont Wealth independent RIA | Other | Mar 31, 2014 | Oct 24, 2015 (572 d) |
| Yerel Saldivar Morales | Legacy Investment Services, LLC state registered | Evermont Wealth independent RIA | Other | Nov 20, 2013 | Nov 22, 2013 |
| Daniel Gary Flores | Legacy Investment Services, LLC state registered | Evermont Wealth independent RIA | Other | Nov 20, 2013 | Nov 22, 2013 |
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4 moves match.