DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Summit Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas John BlichaSummit Advisors, LLC state registeredMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJul 26, 2024Aug 23, 2024
Karen Swartz OsbornSummit Advisors, LLC state registeredH. Beck, Inc. BD affiliatedOtherFeb 10, 2021Jan 4, 2021
Brian Matthew OsbornSummit Advisors, LLC state registeredH. Beck, Inc. BD affiliatedOtherApr 10, 2019Apr 10, 2019
Rosalind M FrazierSummit Advisors, LLC state registeredH. Beck, Inc. otherOtherMay 12, 2017May 15, 2017
Michael Richard JencoSummit Advisors, LLC state registeredAbsolute Capital Management, LLC otherOtherJan 3, 2014Jul 17, 2014 (195 d)
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5 moves match.