RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• J••••
- T•• P•••••• F•••••••• G••••• I••• independent RIA currentsince Apr 11, 2018 · Denver, Co
- A••••••• C•••••• M••••••••• L•• independent RIAJul 17, 2014 to Mar 16, 2015 · Pittsburgh, Pa
- S••••• A•••••••• L•• state registeredApr 29, 2013 to Jan 3, 2014 · Canonsburg, Pa
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerJan 7, 2011 to May 18, 2011 · Boston, Ma
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerJan 7, 2011 to May 18, 2011 · New York, Ny
- F•••••••• I••••••••• C••••••••• institutionalApr 6, 2010 to May 18, 2011 · Pittsburgh, Pa
- F•••••••• S••••••••• C•••• no RAUMApr 6, 2010 to May 18, 2011 · Pittsburgh, Pa
- A••••••• C•••••• M••••••••• L•• to T•• P•••••• F•••••••• G••••• I•••left Mar 16, 2015, registered Apr 11, 2018 (1122 days) · Other
- S••••• A•••••••• L•• to A••••••• C•••••• M••••••••• L••left Jan 3, 2014, registered Jul 17, 2014 (195 days) · Other
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• G••••• I••••••••• M••••••••• C••••left May 18, 2011, registered Jan 7, 2011 (-131 days) · channel change inside one enterprise, not a move
- F•••••••• S••••••••• C•••• to M•• A•••••••• A• D••••••• O• F•••••••• M••• L••left May 18, 2011, registered Jan 7, 2011 (-131 days) · channel change inside one enterprise, not a move
- F•••••••• I••••••••• C••••••••• to F•••••••• S••••••••• C••••left May 18, 2011, registered Apr 6, 2010 (-407 days) · channel change inside one enterprise, not a move
- F•••••••• G••••• I••••••••• M••••••••• C•••• to S••••• A•••••••• L••left May 18, 2011, registered Apr 29, 2013 (712 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address