DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from O'Shaughnessy Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew John Greene | O'Shaughnessy Asset Management, LLC mixed wealth | Fidelity Institutional Wealth Adviser LLC mixed wealth | RIA to RIA | Oct 3, 2022 | Aug 2, 2023 (303 d) |
| Mark Ray Vernon | O'Shaughnessy Asset Management, LLC other | Edward Jones national BD | Other | Aug 2, 2016 | May 13, 2020 (1380 d) |
| James Wesley Babson | O'Shaughnessy Asset Management, LLC other | Charles Schwab & Co., Inc. national BD | Other | Apr 1, 2016 | Apr 14, 2021 (1839 d) |
| Michael George Hattrup | O'Shaughnessy Asset Management, LLC other | Neuberger Berman Bd LLC no RAUM | Other | Mar 11, 2016 | Jul 10, 2019 (1216 d) |
| Patrick Anthony Kujawa | O'Shaughnessy Asset Management, LLC other | Denk Strategic Wealth Partners other | Other | Dec 9, 2009 | Mar 31, 2010 (112 d) |
| Thomas Wayne Rawlings | O'Shaughnessy Asset Management, LLC other | Maple Capital Management, Inc. independent RIA | Other | Jun 29, 2009 | Jun 25, 2026 (6205 d) |
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6 moves match.