DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Retirement Money Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jay Richard Labarre | Retirement Money Management independent RIA | Cetera Advisor Networks LLC other | Other | Nov 16, 2022 | Nov 6, 2017 |
| Thomas Martin Knight | Retirement Money Management independent RIA | Pattern no RAUM | RIA to a newly registered adviser | Apr 20, 2022 | Sep 2, 2022 (135 d) |
| Robert Lewis Lee | Retirement Money Management other | Girard Securities, Inc. other | Other | Dec 31, 2016 | Mar 8, 2010 |
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3 moves match.