DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Filomeno Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas J Filomeno | Filomeno Wealth Management, LLC other | Marcum Wealth, LLC independent RIA | Other | Oct 2, 2020 | Sep 22, 2020 |
| Patricia Elizabeth Small | Filomeno Wealth Management, LLC other | Marcum Wealth, LLC independent RIA | Other | Oct 2, 2020 | Sep 22, 2020 |
| Richard Matthieu Marciano | Filomeno Wealth Management, LLC other | Marcum Wealth, LLC independent RIA | Other | Oct 2, 2020 | Aug 11, 2020 |
| James Gerard Russell | Filomeno Wealth Management, LLC other | Strategic Investment Planning LLC state registered | Other | Jan 8, 2015 | May 18, 2016 (496 d) |
| Michael Anthony Tedone | Filomeno Wealth Management, LLC other | Connecticut Wealth Management, LLC other | Other | Jun 24, 2013 | Jun 3, 2013 |
| Elizabeth Anne Debassio | Filomeno Wealth Management, LLC other | Connecticut Wealth Management, LLC other | Other | Jun 24, 2013 | Jun 6, 2013 |
| Kathleen M Christensen | Filomeno Wealth Management, LLC other | Connecticut Wealth Management, LLC other | Other | Jun 24, 2013 | Jun 3, 2013 |
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7 moves match.